Heavy Hitters – Million Dollar Portfolio Investors In the business world, namely when procuring investor lists and investor leads, there is always buzz around the term “Accredited Investors”—and while there should be, we must pose the question, “What’s better than an Accredited Investor?” Should you need a reminder, …
SEC Repeals Ban on Securities Advertising to Accredited Investors
Recently, the Securities and Exchange Commission amended Rule 506 of Regulation D to implement Section 201(a) of the JOBS Act, meaning companies and investment firms can openly advertise the sale of securities. Prior to July repeal, even accredited investors or those with accredited investor status were not privy to open, public solicitations to buy securities. “In connection with this new …
Why Doesn’t “The Street” Love Me and My Penny Stock Company?
Marketing financial products and services to investors has always been challenging… however, motivating active retail investors and traders to take action and buy stock in the open market (i.e. your company’s stock, if you are a small-cap CEO) requires a sophisticated investor relations marketing program; one focused on financial branding, market awareness and compliant corporate communications. There are a lot …